CFTC adapts final rules on roles for swap dealers and major swap participants
The CFTC approved four final rules impacting the responsibilities and roles of swap dealers (“SDs”) and major swap participants (“MSPs”). The rules attempt to minimize trading risk for SDs and MSPs through establishing record keeping, reporting, and risk management requirements, and...
CFTC holds meeting on Swap Dealers (“SD”) and Major Swap Participants (“MSP”)
The CFTC will hold a public meeting on Thursday, February 23 at 9:30 a.m. to discuss regulations concerning swap dealers (“SD”) and major swap participants (“MSP”).
Final definition for SDs, Security-Based SDs, MSPs, Major Security-Based Swap Participants, and Eligible Contract...
CFTC finalizes SD and MSP registration requirements
The CFTC has finalized its rule governing the registration of Swap Dealers and Major Swap Participants.
Swap Dealers are currently defined as entities that
Hold themselves out as dealers in swaps;
Make a market in swaps;
Regularly enter into swaps with counterparties as an ordinary course of...
CFTC publishes proposed swap availability rule
CFTC to consider three final swaps rules
CFTC approves client-funds rule
CFTC finalizes position limits, DCO core principals
